Forex Hybrid
Tuesday, November 22, 2011
FINRA fines UBS $300,000 for failing to supervise and prevent excessive cross-trading of municipal securities between the customers accounts of one broker for a two-year period. - Financial Planning
FINRA fines UBS $300,000 for failing to supervise and prevent excessive cross-trading of municipal securities between the customers accounts of one broker for a two-year period. - Financial Planning
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